Relatórios Apresentados por Portugal
aos Órgãos de Controlo da Aplicação
dos Tratados das Nações Unidas em Matéria
de Direitos Humanos
1. At the invitation of the Chairman, Ms. von Beckh and Mr. Chelia
(Argentina) resumed places at the Committee table.
2. The CHAIRMAN invited
the Rapporteur for Argentina to introduce the Committee's conclusions
and recommendations on Argentina's report.
3. Mr. GONZALEZ-POBLETE
read out in Spanish the Committee's conclusions and recommendations
on Argentina's report, which read as follows:
"The Committee
considered the third periodic report of the Argentine Republic
(CAT/C/34/Add.5) at its ... and ... meetings, on 12 November 1997
(CAT/C/SR... and ...), and has adopted the following conclusions
and recommendations.
A. Introduction
The Argentine Republic
ratified the Convention without reservation on 24 September 1986
and, on the same date, made the declarations provided for in articles
21 and 22.
Like its two predecessors,
the third report was submitted within the time limits provided
for in article 19 of the Convention and was drafted in accordance
with the general guidelines on the form and content of periodic
reports. The information it contains were supplemented and updated
orally by the representative of the State party at the beginning
of the Committee's consideration of the report.
B. Positive aspects
1. The text of article
75, paragraph 22, of the Argentine Constitution, added as part
of the 1994 constitutional reform, bestows constitutional rank
on the various international human rights
sinstruments,
including the Convention against Torture and Other Cruel, Inhuman
or Degrading Treatment and Punishment, and also provides that
they should be interpreted as complementary to the rights and
guarantees recognized in the first part of the Constitution.
2. Another welcome
development is Argentine's ratification of the Inter-American
Convention on Forced Disappearance of Persons and the Inter-American
Convention on the Prevention, Punishment and Eradication of Violence
against Women. Those two international instruments contain provisions
and lay down obligations whose observance will contribute to the
prevention and punishment of torture and the compensation of victims.
3. The bilateral
treaties on extradition and judicial assistance recently concluded
by the State party contain provisions consistent with article
8 of the Convention.
4. The new Code of
Criminal Procedure which entered into force during the period
covered by the report contains provisions whose implementation
should help to prevent the practice of torture. It contains provisions
which are highly important for the achievement of that goal, such
as prohibiting the police from taking a statement from a person
who has been charged; strictly limiting cases in which the police
may detain persons without a court order and obliging them to
bring the detainee before the competent judicial authority immediately
or within six hours; limiting the length of incommunicado detention;
and the stipulating that the fact that an individual is being
held incommunicado may under no circumstances prevent him from
communicating with his defence counsel before making any statement
or before any proceeding requiring his personal participation.
5. The Office of
Government Procurator for the Prison System has been established
as a mechanism for monitoring observance of the basic rights of
prisoners being held in prisons administered by the federal prison
service, with the power to receive and investigate complaints
and claims, to make recommendations to the competent authorities
and to initiate criminal complaints. In that respect, it constitutes
an external monitoring mechanism in an environment which, as the
facts have shown, lends itself particularly to the commission
of excesses, victimization and torture of persons in a vulnerable
and unprotected situation.
C. Factors and difficulties impeding the application of the
provisions of the Convention
1. The severity of
the penalties laid down in article 144 ter of the Penal Code for
acts of torture, particularly acts of torture resulting in the
death of the victim. Although, technically these provisions give
effect to the provisions of article 4 of the Convention, they
are weakened by the practical application of them by the courts
in that, as the Committee noted in its consideration of a large
number of cases, courts very often prefer to charge torturers
with less serious offences attracting lighter penalties, which
reduces the deterrent effect. The Committee notes that, although
there have been many cases of death resulting from torture since
the entry into force of the reform of the Penal Code - which introduced
this penalty - in only six cases have the culprits been sentenced
to life imprisonment, which the law prescribes as the only penalty.
3. The very protracted
nature of judicial inquiries into complaints of torture nullify
the exemplary and deterrent effect which the criminal prosecution
of the perpetrators of such crimes should have. The report refers
to cases of torture resulting in death, or of torture aggravated
by the clandestine disposal of the victims' remains, as cases
in which investigations have still not been completed, six or
seven years after the events. Such slow procedures intensify the
suffering of dependants, ultimately causing them to give up their
legitimate demands for the punishment of the guilty parties and
delaying the moral and material redress to which they are entitled.
D. Subjects of concern
1. The Committee
notes a stark contrast between the body of legislation adopted
by the State for the prevention and punishment of the practice
of torture, which contains provisions that qualitatively and quantitatively
meet the requirements of the Convention, and the actual situation
as revealed by the information which the Committee continues to
receive on instances of torture and ill-treatment by police and
prison staff in both the provinces and the federal capital; this
seems to indicate a failure on the part of the Argentine authorities
to take effective measures to eliminate these reprehensible practices.
2. The information
received by the Committee on a number of cases of torture is indicative
not only of a lack of effective and diligent police cooperation
in judicial inquiries into complaints of torture and ill-treatment,
but also of impediments to those inquiries denoting a relatively
systematic modus operandi, rather than the occasional failure
to cooperate faithfully with the inquiries.
3. The Committee
is also concerned about information brought to its attention showing
an increase in the number and gravity of instances of police brutality,
many of which result in the death or serious injury of the victim
and which, while not constituting torture as defined in article
1 of the Convention, represent cruel, inhuman and degrading treatment
which the State party is obligated to punish, under article 16
of the Convention.
4. The Committee
is also concerned by the fact that, despite the mandatory limitations
on the situations in which the police can carry out arrests without
a court order, the provisions for the protection of the safety
of citizens are infringed by the application of lesser rules or
provisions such as police regulations concerning misdemeanours
and arrests for identity checks. According to the Committee's
information, the arrests made under such provisions represent
a very high proportion of the cases of police detention and only
an infinitesimal proportion of the arrests were authorized by
a court order.
E. Recommendations
1. The Committee
recalls that, during its consideration of the preceding report,
it informed the representatives of the State party that it would
like future information on compliance with the obligations arising
out of the Convention to be representative of the situation throughout
the country. At that time, the State party pointed out that a
register of cases of illegal detention and ill-treatment had been
set up in the Office of the Attorney-General to be used, according
to the delegation, to record information provided by all courts
throughout the country and provide data enabling action for the
prevention and punishment of such illegal acts to be made more
effective, thus bringing the general situation under tighter control.
The Committee has recently learnt that the register has been done
away with and notes that the report suffers from the shortcoming
already observed, namely, that it does not adequately reflect
the situation throughout the country. The Committee calls on the
authorities of the State party to take all necessary measures
to remedy that deficiency.
2. Also during its
consideration of the previous report, the Committee was informed
of a decision by the Attorney-General in October 1991 instructing
prosecutors in appeal courts to urge prosecutors in criminal courts
of first instance to comply faithfully with their obligations,
with particular emphasis on the exercise of their functions in
order to exhaust all avenues of inquiry and all means of obtaining
evidence during the investigation of the unlawful acts characterized
in articles 144 ( ), 144 bis ( ), and 144 ter ( ) of the Penal
Code. The Committee notes that, seven years after that decision
was taken, investigations into illegal acts proceed at the same
slow pace and with the same inefficiency that prompted the decision
in the first place. It calls on the competent authorities of the
State party to monitor closely the way in which State law-enforcement
bodies and officials comply with their obligations, particularly
regarding the offences characterized in the above-mentioned provisions
of the Penal Code.
3. The Committee
calls on the competent authorities of the State party to revise
criminal procedure legislation by setting a reasonable time limit
for preliminary investigations as, although article 207 of the
Code of Criminal Procedure sets a time limit of four months, the
unlimited extension provided for in the last paragraph of that
article as a special measure appears to be the general rule. In
the Committee's view, the undue prolongation of this pre-trial
stage represents a form of cruel treatment of the individual concerned,
even if he is not deprived of his freedom. The law should also
specify a reasonable time limit for pre-trial detention and for
the completion of criminal proceedings.
4. The Committee
requests the State party to provide it with early replies to those
questions raised during the consideration of the report to which
no answers or only partial or inadequate answers were given. It
also calls on the State party to provide it with statistics on
the performance of the obligations arising out of the Convention
which are representative of the situation throughout the country,
as soon as that information becomes available and without waiting
for the submission of the next periodic report."
4. Mr. CHELIA (Argentina)
thanked the Committee for the interest it had shown in his country
and said that he would not of course be able to reply immediately
to the many and complex questions raised in the Committee's conclusions
and recommendations. During the Committee's consideration of the
report, reference had been made to a number of specific cases
which had given rise to considerable judicial activity in Argentina,
as described in the third report (CAT/C/34/Add.5). However, the
Rapporteur had implied that, in many cases, judges did not impose
the prescribed penalties and there had even been some question
of systematic obstruction. Without wishing to take issue with
the substance of the Committee's conclusions, he felt that those
terms were perhaps not appropriate insofar as they were based
on the study of two or three cases. In conclusion, he thanked
the Committee for the attention it had given to his country.
5. The CHAIRMAN thanked
the Argentine delegation for its cooperation.
6. The Argentine
delegation withdrew .
Second periodic report of Portugal (CAT/C/25/Add.10) (continued)
7. At the invitation
of the Chairman, Mr. Esteves Remedio, Ms. de Matos, Ms. Alves
Martins and Mr. Gomes Dias (Portugal) resumed places at the Committee
table .
8. The CHAIRMAN invited
the delegation of Portugal to reply to the questions asked by
members of the Committee at an earlier meeting.
9. Mr. ESTEVES REMEDIO
(Portugal) began by saying that torture was characterized as a
crime under articles 243 and 244 of the Portuguese Penal Code
as amended in 1995 and that the failure to report acts of torture
was also characterized as a crime under article 245 of the Code.
The use of torture was also an aggravating circumstance in other
crimes such as aggravated homicide and serious and aggravated
violation of the person. For all those offences, the Public Prosecutor
must automatically institute criminal proceedings, in accordance
with the principle of legality in effect in Portugal. In cases
of ordinary violation of the person, as referred to in article
143 of the Code, the complaint represented only a condition for
proceedings. As soon as a complaint had been made, the Public
Prosecutor was obligated to institute proceedings, assisted by
the criminal police. Moreover, if the acts in question were committed
as a form of torture, it was no longer article 243 which applied,
but the above-mentioned articles concerning grave crimes for which
criminal proceedings were automatically instituted.
10. Regarding the
allegations of ill-treatment and deaths, he said that police excesses
were a continuing concern of the Portuguese authorities, which
were working ceaselessly to prevent such practices, and to combat
and punish them if they occurred, through both criminal and administrative
proceedings, including disciplinary measures. The number of such
allegations had in fact considerably declined in recent years,
although a number of serious cases had come to light.
11. Criminal law
was based on humanitarian considerations, with the aim of rehabilitating
delinquents. The penalties laid down were generally not as severe
as in other justice systems and the rights of the accused were
constantly borne in mind. Regarding the imposition of penalties,
the practice in Portugal was the aggravation, rather than the
accumulation, of penalties. Until 1995, the maximum penalty, even
with aggravation, could not exceed 20 years' imprisonment.
12. As to the specific
questions asked regarding the status of the public security police,
he said that, since 1985, that police force had come under the
ordinary civil authorities. Consequently, any acts of torture
or ill-treatment committed by its members were systematically
punished and entailed the dismissal of the individual concerned.
The only actual case in which that had not happened, which was
referred to in the Amnesty International report and had been mentioned
by the Committee, was due to an amendment of the legislation which
had prompted the Supreme Court to overturn a decision by the ordinary
court regarding criminal procedure. However, on being informed
of that decision, the competent authorities had reactivated disciplinary
proceedings, following which the minister concerned had been advised
to impose the relevant disciplinary penalty and the individual
concerned had been dismissed.
13. Ms. ALVEZ MARTINS
(Portugal), referring to the way in which international provisions
were incorporated into Portuguese law, said that, under article
8, paragraph 2, of the Portuguese Constitution, "provisions
contained in officially ratified or approved international Conventions
shall become part of domestic law upon official publication and
shall remain in effect as long as they are internationally binding
on the Portuguese State". Furthermore, article 16, paragraph
2, of the Constitution provided: "Constitutional and legal
provisions concerning fundamental rights must be interpreted and
implemented in accordance with the Universal Declaration of Human
Rights". Accordingly, in applying the rules governing extradition
and deportation laid down in paragraph 33 of the Constitution,
the courts must take account of the provisions of the Declaration.
Further details were provided in paragraph 120 and 121 of the
second periodic report (CAT/C/25/Add.10).
14. There were two
stages in the extradition procedure, an administrative phase in
which the authorities considered the request to determine whether
it was admissible, and the judicial phase in which any request
deemed admissible was considered by the courts in adversarial
proceedings. If the request was approved, extradition was authorized
and the individual concerned returned to the requesting State.
If the application was rejected on the grounds, for example, that
the offence committed carried the death penalty in the requesting
country, the principle of aut dedere aut judicare was applied
automatically. Furthermore, as in Portuguese law no one could
be sentenced to life imprisonment, an amendment had recently been
made to the constitutional provisions governing extradition, so
that the extradition of a person who had committed an offence
attracting life imprisonment was authorized only if the requesting
State undertook expressly not to impose that sentence.
15. Under article
3 of the Constitution and asylum legislation, any asylum seeker
arriving in Portugal was immediately placed under the protection
of the authorities. That protection was withdrawn only if the
application was very quickly shown to be fraudulent or groundless,
or if the applicant had made a similar application in another
country. Anyone fulfilling the necessary conditions was entitled
to all legal guarantees and could be deported only if the application
for asylum was refused. The deportation proceedings could of course
be appealed before the courts. Where the asylum application was
made outside Portuguese territory, for example in the international
zone of an airport, it was governed by the provisions of the Schengen
Agreement.
16. Under article
197 of the Constitution abolishing military courts, military courts
would remain in place until new legislation was adopted. Under
the relevant proposed legislation, which was still being worked
out, persons committing military offences would in future be tried
by specialized courts composed of professional and military judges,
with the role of the latter, however, being limited to assessment
of the facts. Those courts would be an integral part of the ordinary
legal system.
17. Mr. ESTEVES
REMEDIO (Portugal), providing clarifications on a number of institutions,
said that the Provedor de Justiça was elected by a two-thirds
majority of the deputies of the National Assembly for a renewable
four-year term. He must be of a political persuasion other than
that of the parliamentary majority. He was completely independent
of the political authorities and acted on his own initiative or
on the basis of complaints lodged by members of the public. He
had no executive authority, but could submit to any government
authority such recommendations as he deemed necessary for the
prevention or redress of injustices brought to his attention.
The Attorney-General was appointed by the President of the Republic
on the proposal of the Government. He served a six-year term.
His main tasks were to represent the State before the courts and
institute criminal proceedings. He was also responsible for monitoring,
with the assistance of the Constitutional Court, the constitutionality
of legislation, regulations and administrative decisions.
18. Ms. DE MATOS
(Portugal), replying to various questions on the prison system
and the treatment of detainees, said that the special security
measures sometimes taken by the prison authorities were governed
by the Prisons Act and could be applied only in special situations,
such as when there was no other way of avoiding the outbreak of
serious disturbances in a prison or preventing detainees from
escaping. They must never be used for disciplinary purposes. One
such measure, confinement in a special cell, required a decision
by the prison governor and must not be imposed for more than one
month. When the confinement period exceeded 15 days, the approval
of the Director-General of Prisons was needed. Prisoners placed
in special cells were under continuous medical supervision. If,
for reasons relating to the prisoner's mental or physical health,
the doctors felt that the confinement should be terminated, they
submitted a report to the prison governor, who generally was guided
by their proposals. According to a Prisons Administration circular
issued on the basis of a specific recommendation of the European
Committee for the Prevention of Torture, persons placed in special
cells were entitled to one and a half hours of exercise in the
open air each day. They also enjoyed full guarantees against wrongful
treatment and were, inter alia, entitled to complain to the inspectors
of the Prisons Administration, most of whom were magistrates,
and to appeal to the European Commission of Human Rights. The
use of physical force was governed by articles 122 et seq. of
the Prisons Act. Any use of such force must be justified in a
report. Portuguese law authorized the use of force in extreme
cases involving the health and, in particular, the forced feeding
of detainees. In practice, however, it had never been necessary
to use such methods, which had been repudiated by the Medical
Association.
19. In recent years,
training programmes for prison warders had been improved and increasing
emphasis placed on human rights and, in particular, on the provisions
of international instruments and the functions of treaty monitoring
bodies, including the Committee against Torture, the European
Committee for the Prevention of Torture and the European Commission
of Human Rights. Moreover, on arrival at a prison, prisoners were
immediately informed of their rights.
20. A number of specific
measures had also been taken regarding health care, correspondence
and the opening of cells at night which had recently been taken
to improve conditions for prisoners.
21. Ms. ALVES MARTINS
(Portugal) said that the Code of Criminal Procedure drew a clear
distinction between detention and pre-trial detention, which lasted
not more than 48 hours, whereupon the detainee must be brought
before a judge who was alone authorized to say whether the legal
conditions existed to extend the detention. The time limits for
pre-trial detention were stipulated in article 215 of the Code
of Criminal Procedure. Further details were contained in paragraph
172 of the second periodic report. Throughout the proceedings,
the accused was entitled to the assistance of a lawyer. The law
indicated clearly those cases in which an individual could be
charged, i.e. when an allegation had been made against him, when
a pre-trial examination of him had been conducted, when he had
to make statements to the judicial police in connection with an
inquiry, when he was subject to an enforcement measure or pecuniary
bond or when he must be placed in pre-trial detention so that
he can be brought before a court within 48 hours.
22. The law stipulated
the cases in which the assistance of a lawyer was mandatory during
the questioning of a detainee who had been charged, namely, where
the detainee was a deaf-mute, illiterate, a minor or unable to
speak Portuguese.
23. Ms. DE MATOS
(Portugal) said that over the past 10 years, 3 amnesties had been
declared, 2 for minor offenders and the third for the members
of a terrorist group which had been active from 1980 to 1984.
The medical code of ethics was a set of rules adopted by the National
Medical Ethics Council. Any doctor who failed to observe those
rules could be held liable, as well as criminally responsible
in cases where non-observance of the rule constituted a criminal
offence. The National Council of Ethics in Life Sciences was an
independent body of the Office of the President of the Council
of Ministers set up by an act of 1990 for the systematic study
of all moral issues raised by scientific advances in biology and
medicine. Every year, it had to report on the application of new
scientific technology and make recommendations. The Council, whose
President was appointed by the Prime Minister, consisted of leading
figures in the humanities and social and life sciences and six
eminent figures representing the main ethical and religious schools
of thought in Portugal. There were also local ethics committees
in almost 90 per cent of hospitals and in numerous higher education
establishments.
24. With regard to
the national register of persons not wishing to donate their organs
after their death, the solution finally adopted had been highly
controversial and had given rise to extensive public debate in
Portugal. Specific groups, particularly religious ones, had expressed
their concern in that connection. A doctor declaring a person
to be dead could not be directly or indirectly involved in the
use of the organ.
25. Ms. ALVES MARTINS
said that inquiries were being conducted into the cases of children
who had been subjected to police brutality on the island of Madeira.
They were being conducted by the Inspectorate-General of Internal
Administration, under the supervision of a public prosecutor.
Regarding the other cases mentioned, inquiries had reached the
following stages: in the Santana case, a second administrative
inquiry had been launched on the decision of the Director of Prisons
and a complaint had been lodged with the Public Prosecutor; inquiries
were under way in the Teives and Guerreiro cases; in the latter
case, an administrative inquiry was also being conducted by the
Office of the Attorney-General. A ruling was pending in the Almado
case and the investigation of the Santos case had been completed,
with two police officers being sentenced, although for acts not
connected with the death of the young Santos. In the Rosa case,
three members of the Republican National Guard had been dismissed
and the State had spontaneously recognized its responsibility
and compensated the family. In the Monteiro case, a police officer
had been sentenced to two years and seven months' imprisonment
and his dismissal had been called for. In cases of police violence,
investigations were always carried out and the penalties pronounced
were always executed.
26. The CHAIRMAN
thanked the Portuguese delegation for its detailed replies to
the questions asked by members of the Committee.
27. Mr. SORENSEN
thanked the Portuguese delegation for its cooperation. He asked
Portugal to make a further contribution to the United Nations
Voluntary Fund for Victims of Torture, as it had done in 1995.
Such gestures always had great symbolic value.
28. Mr. PIKIS, returning
to the question of complaints of ill-treatment and the action
taken on them, with reference to the figures given in the tables
in paragraph 82 of the report, noted that proceedings were still
under way in the case of 3 complaints made in 1990 and that, out
of 38 complaints, only one had led to the sentencing of a member
of the army and only 2 to disciplinary measures; he would like
to know the reason for that state of affairs.
29. Ms. DE MATOS
(Portugal) said that the statistics regarding complaints had been
updated for 1995 and 1996 and would be made available to the Committee.
Regarding the penalties applicable, the maximum penalty was 25
years' rigorous imprisonment. In that connection, it should be
remembered that the Portuguese courts had a tradition of humanity
and equity.
The
first part (public) of the meeting rose at 5 p.m.
30. The delegation
of Portugal withdrew.